Mary Ellen Lutey - Jul 3, 2023 Form 4 Insider Report for SM Energy Co (SM)

Role
SVP - Expl., Development & EHS
Signature
Andrew T. Fiske (Attorney-in-Fact)
Stock symbol
SM
Transactions as of
Jul 3, 2023
Transactions value $
-$160,748
Form type
4
Date filed
7/6/2023, 04:26 PM
Previous filing
Sep 2, 2022
Next filing
Jul 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SM Common Stock, $.01 Par Value Other $7.27K +251 +0.24% $28.97 106K Dec 30, 2022 Direct F1
transaction SM Common Stock, $.01 Par Value Other $7.16K +247 +0.48% $28.97 51.2K Dec 30, 2022 By Spouse F2, F3
transaction SM Common Stock, $.01 Par Value Other $7.45K +280 +0.27% $26.61 106K Jun 30, 2023 Direct F4
transaction SM Common Stock, $.01 Par Value Other $7.34K +276 +0.54% $26.61 51.5K Jun 30, 2023 By Spouse F3, F5
transaction SM Common Stock, $.01 Par Value Options Exercise +8.01K +7.57% 114K Jul 3, 2023 Direct F6
transaction SM Common Stock, $.01 Par Value Tax liability -$72.9K -2.3K -2.02% $31.63 112K Jul 3, 2023 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +3.21K +6.23% 54.7K Jul 3, 2023 By Spouse F7
transaction SM Common Stock, $.01 Par Value Tax liability -$29.2K -922 -1.69% $31.63 53.8K Jul 3, 2023 By Spouse
transaction SM Common Stock, $.01 Par Value Options Exercise +3.76K +3.37% 115K Jul 3, 2023 Direct F8
transaction SM Common Stock, $.01 Par Value Tax liability -$34.2K -1.08K -0.94% $31.63 114K Jul 3, 2023 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1.5K +2.8% 55.3K Jul 3, 2023 By Spouse F9
transaction SM Common Stock, $.01 Par Value Tax liability -$13.7K -433 -0.78% $31.63 54.8K Jul 3, 2023 By Spouse
transaction SM Common Stock, $.01 Par Value Options Exercise +3.18K +2.78% 117K Jul 3, 2023 Direct F10
transaction SM Common Stock, $.01 Par Value Tax liability -$28.9K -914 -0.78% $31.63 117K Jul 3, 2023 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1.22K +2.23% 56K Jul 3, 2023 By Spouse F11
transaction SM Common Stock, $.01 Par Value Tax liability -$11.1K -352 -0.63% $31.63 55.7K Jul 3, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SM Restricted Stock Units Options Exercise -8.01K -100% 0 Jul 3, 2023 Common Stock, $.01 Par Value 8.01K Direct F6
transaction SM Restricted Stock Units Options Exercise -3.21K -100% 0 Jul 3, 2023 Common Stock, $.01 Par Value 3.21K By Spouse F7
transaction SM Restricted Stock Units Options Exercise -3.76K -50% 3.76K Jul 3, 2023 Common Stock, $.01 Par Value 3.76K Direct F8
transaction SM Restricted Stock Units Options Exercise -1.5K -50% 1.5K Jul 3, 2023 Common Stock, $.01 Par Value 1.5K By Spouse F9
transaction SM Restricted Stock Units Options Exercise -3.18K -33.33% 6.36K Jul 3, 2023 Common Stock, $.01 Par Value 3.18K Direct F10
transaction SM Restricted Stock Units Options Exercise -1.22K -33.32% 2.45K Jul 3, 2023 Common Stock, $.01 Par Value 1.22K By Spouse F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person purchased 251 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan.
F2 The Reporting Person's spouse purchased 247 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan.
F3 The Reporting Person's spouse is also employed by the Issuer and purchases the Issuers's common stock through the Issuer's Employment Stock Purchase Plan.
F4 The Reporting Person purchased 280 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.
F5 The Reporting Person's spouse purchased 276 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.
F6 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
F7 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.
F8 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F9 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.
F10 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F11 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.