Mary Ellen Lutey - 03 Jul 2023 Form 4 Insider Report for SM Energy Co (SM)

Role
SVP - Expl., Development & EHS
Signature
Andrew T. Fiske (Attorney-in-Fact)
Issuer symbol
SM
Transactions as of
03 Jul 2023
Net transactions value
-$160,748
Form type
4
Filing time
06 Jul 2023, 16:26:39 UTC
Previous filing
02 Sep 2022
Next filing
24 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SM Common Stock, $.01 Par Value Other $7,271 +251 +0.24% $28.97 105,622 30 Dec 2022 Direct F1
transaction SM Common Stock, $.01 Par Value Other $7,156 +247 +0.48% $28.97 51,197 30 Dec 2022 By Spouse F2, F3
transaction SM Common Stock, $.01 Par Value Other $7,451 +280 +0.27% $26.61 105,902 30 Jun 2023 Direct F4
transaction SM Common Stock, $.01 Par Value Other $7,344 +276 +0.54% $26.61 51,473 30 Jun 2023 By Spouse F3, F5
transaction SM Common Stock, $.01 Par Value Options Exercise +8,013 +7.6% 113,915 03 Jul 2023 Direct F6
transaction SM Common Stock, $.01 Par Value Tax liability $72,876 -2,304 -2% $31.63 111,611 03 Jul 2023 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +3,205 +6.2% 54,678 03 Jul 2023 By Spouse F7
transaction SM Common Stock, $.01 Par Value Tax liability $29,163 -922 -1.7% $31.63 53,756 03 Jul 2023 By Spouse
transaction SM Common Stock, $.01 Par Value Options Exercise +3,757 +3.4% 115,368 03 Jul 2023 Direct F8
transaction SM Common Stock, $.01 Par Value Tax liability $34,192 -1,081 -0.94% $31.63 114,287 03 Jul 2023 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1,503 +2.8% 55,259 03 Jul 2023 By Spouse F9
transaction SM Common Stock, $.01 Par Value Tax liability $13,696 -433 -0.78% $31.63 54,826 03 Jul 2023 By Spouse
transaction SM Common Stock, $.01 Par Value Options Exercise +3,178 +2.8% 117,465 03 Jul 2023 Direct F10
transaction SM Common Stock, $.01 Par Value Tax liability $28,910 -914 -0.78% $31.63 116,551 03 Jul 2023 Direct
transaction SM Common Stock, $.01 Par Value Options Exercise +1,222 +2.2% 56,048 03 Jul 2023 By Spouse F11
transaction SM Common Stock, $.01 Par Value Tax liability $11,134 -352 -0.63% $31.63 55,696 03 Jul 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SM Restricted Stock Units Options Exercise -8,013 -100% 0 03 Jul 2023 Common Stock, $.01 Par Value 8,013 Direct F6
transaction SM Restricted Stock Units Options Exercise -3,205 -100% 0 03 Jul 2023 Common Stock, $.01 Par Value 3,205 By Spouse F7
transaction SM Restricted Stock Units Options Exercise -3,757 -50% 3,757 03 Jul 2023 Common Stock, $.01 Par Value 3,757 Direct F8
transaction SM Restricted Stock Units Options Exercise -1,503 -50% 1,503 03 Jul 2023 Common Stock, $.01 Par Value 1,503 By Spouse F9
transaction SM Restricted Stock Units Options Exercise -3,178 -33% 6,358 03 Jul 2023 Common Stock, $.01 Par Value 3,178 Direct F10
transaction SM Restricted Stock Units Options Exercise -1,222 -33% 2,446 03 Jul 2023 Common Stock, $.01 Par Value 1,222 By Spouse F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person purchased 251 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan.
F2 The Reporting Person's spouse purchased 247 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan.
F3 The Reporting Person's spouse is also employed by the Issuer and purchases the Issuers's common stock through the Issuer's Employment Stock Purchase Plan.
F4 The Reporting Person purchased 280 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.
F5 The Reporting Person's spouse purchased 276 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.
F6 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.
F7 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.
F8 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F9 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.
F10 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.
F11 Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.