Herbert Hotchkiss - 02 Jan 2024 Form 4 Insider Report for CHART INDUSTRIES INC (GTLS)

Role
VP, GC and Secretary
Signature
/s/ Herbert G. Hotchkiss, by Arthur C. Hall III, his attorney-in-fact
Issuer symbol
GTLS
Transactions as of
02 Jan 2024
Net transactions value
-$50,805
Form type
4
Filing time
04 Jan 2024, 16:49:01 UTC
Previous filing
15 Feb 2023
Next filing
08 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GTLS Common stock, par value $0.01 per share Award $0 +2,530 +21% $0.000000 14,389 02 Jan 2024 Direct F1
transaction GTLS Common stock, par value $0.01 per share Tax liability $10,266 -78 -0.54% $131.62 14,311 03 Jan 2024 Direct F2
transaction GTLS Common stock, par value $0.01 per share Tax liability $25,271 -192 -1.3% $131.62 14,119 03 Jan 2024 Direct F3
transaction GTLS Common stock, par value $0.01 per share Tax liability $15,268 -116 -0.82% $131.62 14,003 03 Jan 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GTLS Stock Option (Right to Buy) Award $0 +4,160 $0.000000 4,160 02 Jan 2024 Common Stock 4,160 $135.22 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted share units were granted on January 2, 2024 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
F2 The reporting person surrendered 78 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F3 The reporting person surrendered 192 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F4 The reporting person surrendered 116 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F5 These options were granted on January 2, 2024 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.