Brian Patrick Bostrom - 09 Jan 2023 Form 3 Insider Report for CHART INDUSTRIES INC (GTLS)

Role
Chief Technology Officer
Signature
/s/ Brian P. Bostrom, by John F. Griffee IV, his attorney-in-fact
Issuer symbol
GTLS
Transactions as of
09 Jan 2023
Net transactions value
$0
Form type
3
Filing time
17 Jan 2023, 07:14:18 UTC
Next filing
16 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GTLS Common stock, par value $0.01 per share 7,620 09 Jan 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GTLS Stock Option (Right to Buy) 09 Jan 2023 Common Stock 600 $153.81 Direct F2
holding GTLS Stock Option (Right to Buy) 09 Jan 2023 Common Stock 600 $114.93 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes 247 restricted stock units ("RSUs") granted on January 4, 2021, 141 RSUs granted on January 3, 2022, 600 RSUs granted on May 13, 2022, 3,800 RSUs granted on December 16, 2022, and 340 RSUs granted on January 3, 2023, pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in exempt transactions under Rule 16b-3. Shares of common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the three anniversaries of the date of grant, subject to tax withholding requirements, except with regard to the RSUs granted on December 16, 2022, which vest in full on December 16, 2025 (the third anniversary of the date of grant).
F2 These options were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F3 These options were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

Remarks:

Exhibit List: Exhibit 24.1 -- Power of Attorney