Herbert Hotchkiss - Jan 3, 2023 Form 4 Insider Report for CHART INDUSTRIES INC (GTLS)

Role: VP, GC and Secretary
Signature: /s/ Herbert G. Hotchkiss, by John F. Griffee IV, his attorney-in-fact
Stock symbol: GTLS
Transactions as of: Jan 3, 2023
Transactions value $: -$74,620
Form type: 4
Date filed: 1/5/2023, 01:25 PM
Previous filing: Mar 11, 2022
Next filing: Feb 15, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GTLS	Common stock, par value $0.01 per share	Award	$0	+980	+9.81%	$0.00	11K	Jan 3, 2023	Direct	F1
transaction	GTLS	Common stock, par value $0.01 per share	Tax liability	-$26.8K	-233	-2.12%	$114.93	10.7K	Jan 3, 2023	Direct	F2
transaction	GTLS	Common stock, par value $0.01 per share	Tax liability	-$22K	-191	-1.78%	$114.93	10.5K	Jan 3, 2023	Direct	F3
transaction	GTLS	Common stock, par value $0.01 per share	Tax liability	-$8.96K	-78	-0.74%	$114.93	10.5K	Jan 3, 2023	Direct	F4
transaction	GTLS	Common stock, par value $0.01 per share	Tax liability	-$16.9K	-142	-1.36%	$119.19	10.3K	Jan 4, 2023	Direct	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GTLS	Stock Option (Right to Buy)	Award	$0	+1.73K		$0.00	1.73K	Jan 3, 2023	Common Stock	1.73K	$114.93	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted share units were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
F2	The reporting person surrendered 233 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F3	The reporting person surrendered 191 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F4	The reporting person surrendered 78 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F5	The reporting person surrendered 142 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F6	These options were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.