Douglas A. Ducote Jr. - Jan 3, 2022 Form 4 Insider Report for CHART INDUSTRIES INC (GTLS)

Role
Chief Technology Officer
Signature
/s/ Douglas A. Ducote, Jr., by John F. Griffee IV, his attorney-in-fact
Stock symbol
GTLS
Transactions as of
Jan 3, 2022
Transactions value $
-$19,280
Form type
4
Date filed
1/5/2022, 04:39 PM
Previous filing
Jan 4, 2022
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GTLS Common stock, par value $0.01 per share Award $0 +210 +3.55% $0.00 6.12K Jan 3, 2022 Direct F1
transaction GTLS Common stock, par value $0.01 per share Tax liability -$13.8K -90 -1.47% $153.81 6.03K Jan 3, 2022 Direct F2
transaction GTLS Common stock, par value $0.01 per share Tax liability -$5.44K -35 -0.58% $155.35 6K Jan 4, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GTLS Stock Option (Right to Buy) Award $0 +400 $0.00 400 Jan 3, 2022 Common Stock 400 $153.81 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted share units were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
F2 The reporting person surrendered 90 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F3 The reporting person surrendered 35 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F4 These options were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.