Joseph R. Brinkman - Oct 1, 2021 Form 3 Insider Report for CHART INDUSTRIES INC (GTLS)

Role
VP & Chief Financial Officer
Signature
/s/ Joseph R. Brinkman, by John F. Griffee IV, his attorney-in-fact
Stock symbol
GTLS
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
3
Date filed
10/12/2021, 05:36 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GTLS Common stock, par value $0.01 per share 2.48K Oct 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GTLS Stock Option (Right to Buy) Oct 1, 2021 Common stock, par value $0.01 per share 548 $48.39 Direct F2
holding GTLS Stock Option (Right to Buy) Oct 1, 2021 Common stock, par value $0.01 per share 815 $65.95 Direct F3
holding GTLS Stock Option (Right to Buy) Oct 1, 2021 Common stock, par value $0.01 per share 1.38K $68.80 Direct F4
holding GTLS Stock Option (Right to Buy) Oct 1, 2021 Common stock, par value $0.01 per share 630 $118.41 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes 171 restricted stock units ("RSUs") granted on January 2, 2019, 387 RSUs granted on January 2, 2020, and 1,540 RSUs granted on January 4, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in exempt transactions under Rule 16b-3. Shares of common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the three anniversaries of the date of grant, subject to tax withholding requirements, except with regard to 1,210 RSUs in the January 4, 2021 RSU grant, which vest in full on January 4, 2024 (the third anniversary of the date of grant).
F2 These options were granted on January 2, 2018 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F3 These options were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F4 These options were granted on January 2, 2020 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F5 These options were granted on January 4, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

Remarks:

Exhibit List: Exhibit 24.1 -- Power of Attorney