Douglas A. Ducote Jr. - Sep 8, 2021 Form 4 Insider Report for CHART INDUSTRIES INC (GTLS)

Role: Chief Technology Officer
Signature: /s/ Douglas A. Ducote, Jr., by John F. Griffee IV, his attorney-in-fact
Stock symbol: GTLS
Transactions as of: Sep 8, 2021
Transactions value $: -$305,033
Form type: 4
Date filed: 9/9/2021, 09:35 AM
Previous filing: May 21, 2021
Next filing: Jan 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GTLS	Common stock, par value $0.01 per share	Options Exercise	$126K	+2.25K	+37.43%	$55.93	8.26K	Sep 8, 2021	Direct
transaction	GTLS	Common stock, par value $0.01 per share	Sale	-$431K	-2.25K	-27.24%	$191.50	6.01K	Sep 8, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GTLS	Stock Option (Right to Buy)	Options Exercise	$0	-2.25K	-100%	$0.00^*	0	Sep 8, 2021	Common stock, par value $0.01 per share	2.25K	$55.93	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $192.51, inclusive. The reporting person undertakes to provide to Chart Industries, Inc., any security holder of Chart Industries, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2	These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options were fully vested.

Content

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $192.51, inclusive. The reporting person undertakes to provide to Chart Industries, Inc., any security holder of Chart Industries, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options were fully vested.