Joseph A. Belling - 12 May 2021 Form 3 Insider Report for CHART INDUSTRIES INC (GTLS)

Role
Chief Commercial Officer
Signature
/s/ Joseph A. Belling, by John F. Griffee IV, his attorney-in-fact
Issuer symbol
GTLS
Transactions as of
12 May 2021
Net transactions value
$0
Form type
3
Filing time
21 May 2021, 11:20:42 UTC
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GTLS Common stock, par value $0.01 per share 5,073 12 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GTLS Stock Option (Right to Buy) 12 May 2021 Common stock, par value $0.01 per share 1,290 $65.95 Direct F2
holding GTLS Stock Option (Right to Buy) 12 May 2021 Common stock, par value $0.01 per share 2,390 $68.80 Direct F3
holding GTLS Stock Option (Right to Buy) 12 May 2021 Common stock, par value $0.01 per share 1,630 $118.41 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes 204 restricted stock units ("RSUs") granted on January 2, 2019, 1,710 RSUs granted on May 21, 2019, 761 RSUs granted on January 2, 2020, 860 RSUs granted on January 4, 2021 and 760 RSUs granted on February 16, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in exempt transactions under Rule 16b-3. Shares of common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the three anniversaries of the date of grant, subject to tax withholding requirements, except with regard to the May 21, 2019 and February 16, 2021 RSU grants, which vest in full on May 21, 2022 and February 16, 2024, respectively (for each, the third anniversary of the date of grant).
F2 These options were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F3 These options were granted on January 2, 2020 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F4 These options were granted on January 4, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

Remarks:

Exhibit List: Exhibit 24.1 -- Power of Attorney