Key facts
- This page summarizes Neil E. Cox's Form 4 filing for Qumu Corp.
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2022, 17:42.
Neil E. Cox - 01 Jun 2022 Form 4 Insider Report for Qumu Corp
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 01 Jun 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2022, 17:42:51 UTC
- Prior SEC filing
- 17 May 2022
- Next SEC filing
- 09 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Nyberg, Attorney-in-Fact for Neil E. Cox
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Neil E. Cox filed Form 4 for Qumu Corp on 02 Jun 2022.
Change
- Previous filing in this sequence was filed on 17 May 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QUMU
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +14,967
- Change %
- +23%
- Price
- $0.000000
- Shares after
- 78,967
- Date
- 01 Jun 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QUMU
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -14,967
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,967
- Exercise price
- Footnotes
- F1, F2, F3
QUMU
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +25,000
- Change %
- Price
- $0.000000
- Shares after
- 25,000
- Date
- 02 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit represents the contingent right to receive one share of Qumu common stock.
Footnote F2
The restricted stock units vested on the first business day prior to the 2022 Annual Meeting of the Shareholders.
Footnote F3
The reporting person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the vesting of the restricted stock units.
Footnote F4
The restricted stock units vest on the first business day prior to the 2023 Annual Meeting of Shareholders, provided the director continues to provide services to Qumu on that date, subject to certain exceptions.