EDWARD D. HOROWITZ - 06 May 2021 Form 4 Insider Report for Qumu Corp

Role: Director
Signature: /s/ Eric Nyberg, Attorney-in-Fact for Edward D. Horowitz
Issuer symbol: N/A
Transactions as of: 06 May 2021
Net transactions value: $0
Form type: 4
Filing time: 07 May 2021, 18:53:21 UTC
Next filing: 17 May 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	QUMU	Common Stock						40,000	06 May 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	QUMU	Restricted Stock Units	Award	$0	+14,967		$0.000000	14,967	06 May 2021	Common Stock	14,967		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the contingent right to receive one share of Qumu common stock.
F2	The restricted stock units vest on the first business day prior to the 2022 Annual Meeting of Shareholders, provided the director continues to provide services to Qumu on that date, subject to certain exceptions.
F3	The reporting person has elected to defer the maturity of 100% of the shares to the first January 1 following the date of separation from service with Qumu.