James A. Clark - 09 Sep 2025 Form 4 Insider Report for LSI INDUSTRIES INC (LYTS)

Signature
/s/ F. Mark Reuter as Attorney-in-Fact for James A. Clark
Issuer symbol
LYTS
Transactions as of
09 Sep 2025
Net transactions value
+$2,174,107
Form type
4
Filing time
11 Sep 2025, 16:05:41 UTC
Previous filing
29 Aug 2025
Next filing
30 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Clark James Anthony CEO and President, Director 10000 ALLIANCE ROAD, CINCINNATI /s/ F. Mark Reuter as Attorney-in-Fact for James A. Clark 11 Sep 2025 0001756328

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYTS Common Shares Options Exercise $928,105 +210,933 +50% $4.40 632,246 09 Sep 2025 Direct
transaction LYTS Common Shares Sale $4,821,928 -210,933 -33% $22.86 421,313 09 Sep 2025 Direct F1
transaction LYTS Common Shares Options Exercise $171,895 +39,067 +9.3% $4.40 460,380 10 Sep 2025 Direct
transaction LYTS Common Shares Sale $888,774 -39,067 -8.5% $22.75 421,313 10 Sep 2025 Direct F2
transaction LYTS Common Shares Options Exercise $968,480 +220,109 +52% $4.40 641,422 10 Sep 2025 Direct
transaction LYTS Common Shares Sale $5,007,480 +220,109 +109% $22.75 421,313 10 Sep 2025 Direct F3
transaction LYTS Common Shares Options Exercise $131,520 +29,891 +7.1% $4.40 451,204 11 Sep 2025 Direct
transaction LYTS Common Shares Sale $677,330 +29,891 +7.6% $22.66 421,313 11 Sep 2025 Direct F4
holding LYTS Common Shares 205,572 09 Sep 2025 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYTS Option to Buy Options Exercise $0 -500,000 -100% $0.000000 0 09 Sep 2025 Common Shares 500,000 $4.40 Direct F6, F7
holding LYTS Option to Buy 76,271 09 Sep 2025 Common Shares 76,271 $6.80 Direct F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $22.75 to $23.13. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $22.55 to $23.00. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $22.55 to $23.00. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $22.55 to $22.82. The Reporting Person undertakes to provide full pricing information to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request.
F5 Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F6 These holdings have been previously reported on Form 4.
F7 Non-qualified stock option granted pursuant to the Employment Agreement dated October 15, 2018 between the Reporting Person and the Issuer as an inducement award outside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: (i) 250,000 shares on November 1, 2021; (ii) 125,000 shares if the closing price per share of the Issuer's common stock is at least $9.50 per share prior to the expiration of the option; and (iii) 125.000 shares if the closing price per share of the Issuer's common stock is at least $15.00 per share prior to the expiration of the option. The vesting of the option as to each tranche of shares is subject to the Reporting Person's continued employment with the Issuer as President and Chief Executive Officer on November 1, 2021.
F8 The options vest ratably over a three year time period.