James A. Clark - 20 Aug 2025 Form 4 Insider Report for LSI INDUSTRIES INC (LYTS)

Signature
/s/ F. Mark Reuter as Attorney-in-Fact for James A. Clark
Issuer symbol
LYTS
Transactions as of
20 Aug 2025
Net transactions value
$0
Form type
4
Filing time
22 Aug 2025, 08:32:43 UTC
Previous filing
12 Aug 2025
Next filing
27 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Clark James Anthony CEO and President, Director 10000 ALLIANCE ROAD, CINCINNATI /s/ F. Mark Reuter as Attorney-in-Fact for James A. Clark 22 Aug 2025 0001756328

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYTS Common Shares Award $0 -31,088 -8.1% $0.000000 351,561 20 Aug 2025 Direct F1
transaction LYTS Common Shares Award $0 -143,478 -22% $0.000000 495,039 20 Aug 2025 Direct F2
holding LYTS Common Shares 202,668 20 Aug 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LYTS Option to Buy 500,000 20 Aug 2025 Common Shares 500,000 $4.40 Direct F4, F5
holding LYTS Option to Buy 76,271 20 Aug 2025 Common Shares 76,271 $6.80 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of restricted stock units (RSUs) pursuant to 2019 Omnibus Award Plan and FY26 Long Term Incentive Plan. The RSUs vest in equal annual installments over three years.
F2 Acquired shares pursuant to vesting of performance share units granted in August 2022.
F3 Common shares held in the LSI Industries Inc. Non-Qualified Deferral Compensation Plan.
F4 These holdings have been previously reported on Form 4.
F5 Non-qualified stock option granted pursuant to the Employment Agreement dated October 15, 2018 between the Reporting Person and the Issuer as an inducement award outside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: (i) 250,000 shares on November 1, 2021; (ii) 125,000 shares if the closing price per share of the Issuer's common stock is at least $9.50 per share prior to the expiration of the option; and (iii) 125.000 shares if the closing price per share of the Issuer's common stock is at least $15.00 per share prior to the expiration of the option. The vesting of the option as to each tranche of shares is subject to the Reporting Person's continued employment with the Issuer as President and Chief Executive Officer on November 1, 2021.
F6 The options vest ratably over a three year time period.