James E. Galeese - 29 Aug 2023 Form 4 Insider Report for LSI INDUSTRIES INC (LYTS)

Role
Executive VP; CFO
Signature
/s/ F. Mark Reuter as Attorney-in-Fact for James E. Galeese
Issuer symbol
LYTS
Transactions as of
29 Aug 2023
Net transactions value
-$112,494
Form type
4
Filing time
31 Aug 2023, 15:35:27 UTC
Previous filing
24 Aug 2023
Next filing
10 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYTS Common Shares Sale $99,680 -6,345 -4.3% $15.71 142,944 29 Aug 2023 Direct F2
transaction LYTS Common Shares Sale $12,814 -810 -0.57% $15.82 142,134 29 Aug 2023 Direct F2
holding LYTS Common Shares 61,328 29 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LYTS Option to Buy 38,000 29 Aug 2023 Common Shares 38,000 $5.92 Direct F3, F4
holding LYTS Option to Buy 38,386 29 Aug 2023 Common Shares 43,898 $4.94 Direct F3, F4
holding LYTS Option to Buy 75,606 29 Aug 2023 Common Shares 75,606 $3.83 Direct F3, F4
holding LYTS Option to Buy 22,586 29 Aug 2023 Common Shares 22,586 $6.80 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units. The transaction reported in Table I of the reporting person's Form 4 filed on August 24, 2023 was not consummated and this report corrects that reported transaction.
F3 These holdings have previously been reported on Form 4.
F4 The options vest ratably over a three year time period.