James E. Galeese - 16 Aug 2023 Form 4 Insider Report for LSI INDUSTRIES INC (LYTS)

Role
Executive VP; CFO
Signature
/s/ F. Mark Reuter as Attorney-in-Fact for James E. Galeese
Issuer symbol
LYTS
Transactions as of
16 Aug 2023
Net transactions value
$0
Form type
4
Filing time
18 Aug 2023, 13:54:34 UTC
Previous filing
10 Aug 2023
Next filing
24 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYTS Common Shares Award $0 +16,928 +13% $0.000000 149,289 16 Aug 2023 Direct F2
transaction LYTS Common Shares Award $0 +18,813 +13% $0.000000 168,102 16 Aug 2023 Direct F3
holding LYTS Common Shares 61,328 16 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYTS Option to Buy Options Exercise $0 -25,004 -42% $0.000000 34,996 19 May 2023 Common Shares 60,000 $9.15 Direct F4, F5
holding LYTS Option to Buy 38,000 16 Aug 2023 Common Shares 38,000 $5.92 Direct F4, F6
holding LYTS Option to Buy 38,386 16 Aug 2023 Common Shares 43,898 $4.94 Direct F4, F6
holding LYTS Option to Buy 75,606 16 Aug 2023 Common Shares 75,606 $3.83 Direct F4, F6
holding LYTS Option to Buy 22,586 16 Aug 2023 Common Shares 22,586 $6.80 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2 Award of restricted stock units (RSUs) pursuant to 2019 Omnibus Award Plan and FY24 Long Term Incentive Plan. The RSUs vest in equal annual installments over three years.
F3 Acquired shares pursuant to vesting of performance share units granted in August 2020.
F4 These holdings have previously been reported on Form 4.
F5 The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F6 The options vest ratably over a three year time period.