Jeffery S. Bastian - 18 May 2023 Form 4 Insider Report for LSI INDUSTRIES INC (LYTS)

Role
Chief Accounting Officer
Signature
/s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian
Issuer symbol
LYTS
Transactions as of
18 May 2023
Net transactions value
-$159,337
Form type
4
Filing time
18 May 2023, 16:16:29 UTC
Previous filing
19 Sep 2022
Next filing
10 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYTS Common Shares Options Exercise $32,263 +4,481 +9.5% $7.20 51,695 18 May 2023 Direct
transaction LYTS Common Shares Options Exercise $136,200 +20,000 +39% $6.81 71,695 18 May 2023 Direct
transaction LYTS Common Shares Tax liability $1,955 -146 -0.2% $13.39 71,549 18 May 2023 Direct
transaction LYTS Common Shares Sale $325,846 -24,335 -34% $13.39 47,214 18 May 2023 Direct
holding LYTS Common Shares 36,781 18 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYTS Option to Buy Options Exercise $0 -4,481 -100% $0.000000* 0 18 May 2023 Common Shares 7,197 $7.20 Direct F2, F4
transaction LYTS Option to Buy Options Exercise $0 -20,000 -100% $0.000000* 0 18 May 2023 Common Shares 20,000 $6.81 Direct F2, F4
holding LYTS Option to Buy 20,000 18 May 2023 Common Shares 20,000 $4.94 Direct F2, F3
holding LYTS Option to Buy 27,618 18 May 2023 Common Shares 27,618 $3.83 Direct F2, F3
holding LYTS Option to Buy 5,000 18 May 2023 Common Shares 5,000 $9.15 Direct F2, F4
holding LYTS Option to Buy 11,250 18 May 2023 Common Shares 11,250 $6.58 Direct F2, F4
holding LYTS Option to Buy 15,000 18 May 2023 Common Shares 15,000 $9.39 Direct F2, F4
holding LYTS Option to Buy 10,000 18 May 2023 Common Shares 10,000 $11.06 Direct F2, F4
holding LYTS Option to Buy 18,000 18 May 2023 Common Shares 18,000 $5.92 Direct F2, F3
holding LYTS Option to Buy 13,096 18 May 2023 Common Shares 13,096 $6.80 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2 These holdings have been previously reported on Form 4.
F3 The options vest ratably over a three year time period.
F4 The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.