Jeffery S. Bastian - May 18, 2023 Form 4 Insider Report for LSI INDUSTRIES INC (LYTS)

Role
Chief Accounting Officer
Signature
/s/ F. Mark Reuter as Attorney-in-Fact on behalf of Jeffery S. Bastian
Stock symbol
LYTS
Transactions as of
May 18, 2023
Transactions value $
-$159,337
Form type
4
Date filed
5/18/2023, 04:16 PM
Previous filing
Sep 19, 2022
Next filing
Aug 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYTS Common Shares Options Exercise $32.3K +4.48K +9.49% $7.20 51.7K May 18, 2023 Direct
transaction LYTS Common Shares Options Exercise $136K +20K +38.69% $6.81 71.7K May 18, 2023 Direct
transaction LYTS Common Shares Tax liability -$1.95K -146 -0.2% $13.39 71.5K May 18, 2023 Direct
transaction LYTS Common Shares Sale -$326K -24.3K -34.01% $13.39 47.2K May 18, 2023 Direct
holding LYTS Common Shares 36.8K May 18, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYTS Option to Buy Options Exercise $0 -4.48K -100% $0.00* 0 May 18, 2023 Common Shares 7.2K $7.20 Direct F2, F4
transaction LYTS Option to Buy Options Exercise $0 -20K -100% $0.00* 0 May 18, 2023 Common Shares 20K $6.81 Direct F2, F4
holding LYTS Option to Buy 20K May 18, 2023 Common Shares 20K $4.94 Direct F2, F3
holding LYTS Option to Buy 27.6K May 18, 2023 Common Shares 27.6K $3.83 Direct F2, F3
holding LYTS Option to Buy 5K May 18, 2023 Common Shares 5K $9.15 Direct F2, F4
holding LYTS Option to Buy 11.3K May 18, 2023 Common Shares 11.3K $6.58 Direct F2, F4
holding LYTS Option to Buy 15K May 18, 2023 Common Shares 15K $9.39 Direct F2, F4
holding LYTS Option to Buy 10K May 18, 2023 Common Shares 10K $11.06 Direct F2, F4
holding LYTS Option to Buy 18K May 18, 2023 Common Shares 18K $5.92 Direct F2, F3
holding LYTS Option to Buy 13.1K May 18, 2023 Common Shares 13.1K $6.80 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2 These holdings have been previously reported on Form 4.
F3 The options vest ratably over a three year time period.
F4 The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.