| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CONTINENZA JAMES V | Executive Chairman and CEO, Director | C/O EASTMAN KODAK COMPANY, 343 STATE STREET, ROCHESTER | /s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza | 23 Dec 2025 | 0001197594 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KODK | Common Stock, par value $.01 | Options Exercise | $3,484,500 | +1,150,000 | +56% | $3.03 | 3,205,944 | 19 Dec 2025 | Direct | F1 |
| transaction | KODK | Common Stock, par value $.01 | Tax liability | $5,882,888 | -706,229 | -22% | $8.33 | 2,499,715 | 19 Dec 2025 | Direct | F1 |
| transaction | KODK | Common Stock, par value $.01 | Options Exercise | $2,974,572 | +981,707 | +39% | $3.03 | 3,481,422 | 19 Dec 2025 | Direct | F1 |
| transaction | KODK | Common Stock, par value $.01 | Tax liability | $5,021,974 | -602,878 | -17% | $8.33 | 2,878,544 | 19 Dec 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KODK | Stock Option (Right to Buy) | Options Exercise | $0 | -1,150,000 | -100% | $0.000000 | 0 | 19 Dec 2025 | Common Stock, par value $.01 | 1,150,000 | $3.03 | Direct | F1, F2 |
| transaction | KODK | Stock Option (Right to Buy) | Options Exercise | $0 | -981,707 | -100% | $0.000000 | 0 | 19 Dec 2025 | Common Stock, par value $.01 | 981,707 | $3.03 | Direct | F1, F2 |
| holding | KODK | Restricted Stock Units | 100,000 | 19 Dec 2025 | Common stock, par value $.01 | 100,000 | $0.000000 | Direct | F3 | |||||
| holding | KODK | Restricted Stock Units | 196,336 | 19 Dec 2025 | Common Stock, par value $.01 | 196,336 | $0.000000 | Direct | F4 | |||||
| holding | KODK | Restricted Stock Units | 114,943 | 19 Dec 2025 | Common Stock, par value $.01 | 114,943 | $0.000000 | Direct | F5 | |||||
| holding | KODK | Restricted Stock Units | 163,613 | 19 Dec 2025 | Common Stock, par value $.01 | 163,613 | $0.000000 | Direct | F6 | |||||
| holding | KODK | Phantom Stock | 241,589 | 19 Dec 2025 | Common Stock, par value $.01 | 241,589 | $0.000000 | Direct | F7 | |||||
| holding | KODK | Stock Option (Right to Buy) | 298,780 | 19 Dec 2025 | Common Stock, par value $.01 | 298,780 | $4.53 | Direct | F2 | |||||
| holding | KODK | Stock Option (Right to Buy) | 298,780 | 19 Dec 2025 | Common Stock, par value $.01 | 298,780 | $6.03 | Direct | F2 | |||||
| holding | KODK | Stock Option (Right to Buy) | 170,733 | 19 Dec 2025 | Common Stock, par value $.01 | 170,733 | $12.00 | Direct | F2 | |||||
| holding | KODK | Stock Option (Right to Buy) | 350,000 | 19 Dec 2025 | Common Stock, par value $.01 | 350,000 | $4.53 | Direct | F2 | |||||
| holding | KODK | Stock Option (Right to Buy) | 350,000 | 19 Dec 2025 | Common Stock, par value $.01 | 350,000 | $6.03 | Direct | F2 | |||||
| holding | KODK | Stock Option (Right to Buy) | 200,000 | 19 Dec 2025 | Common Stock, par value $.01 | 200,000 | $12.00 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. |
| F2 | This option is fully vested as of the date of this report. |
| F3 | These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), will vest on 2/26/2026, except as otherwise provided in the award notice. |
| F4 | These RSUs will vest on 11/29/2026, except as otherwise provided in the award notice. |
| F5 | These RSUs will vest in substantially equal installments on each of 11/29/2026 and 11/29/2027, except as otherwise provided in the award notice. |
| F6 | These RSUs will vest in substantially equal installments on each of 11/29/2026, 11/29/2027 and 11/29/2028, except as otherwise provided in the award notice. |
| F7 | Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. |