Randy Vandagriff - 03 Sep 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Vice President
Signature
/s/ Roger W. Byrd, Attorney-in-fact for Randy Vandagriff
Issuer symbol
KODK
Transactions as of
03 Sep 2021
Net transactions value
-$12,895
Form type
4
Filing time
08 Sep 2021, 18:10:08 UTC
Next filing
24 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +6,411 +38% $0.000000 23,147 03 Sep 2021 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability $12,895 -1,786 -7.7% $7.22 21,361 03 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -6,411 -100% $0.000000* 0 03 Sep 2021 Common Stock, par value $.01 6,411 $0.000000 Direct F3
holding KODK Stock Option (Right to Buy) 15,000 03 Sep 2021 Common Stock, par value $.01 15,000 $3.03 Direct F4
holding KODK Stock Option (Right to Buy) 10,000 03 Sep 2021 Common Stock, par value $.01 10,000 $4.53 Direct F4
holding KODK Stock Option (Right to Buy) 10,000 03 Sep 2021 Common Stock, par value $.01 10,000 $6.03 Direct F4
holding KODK Stock Option (Right to Buy) 10,000 03 Sep 2021 Common Stock, par value $.01 10,000 $12.00 Direct F4
holding KODK Stock Option (Right to Buy) 11,597 03 Sep 2021 Common Stock, par value $.01 11,597 $20.25 Direct F5
holding KODK Stock Option (Right to Buy) 7,921 03 Sep 2021 Common Stock, par value $.01 7,921 $12.63 Direct F5
holding KODK Stock Option (Right to Buy) 152,285 03 Sep 2021 Common Stock, par value $.01 152,285 $12.50 Direct F5
holding KODK Stock Option (Right to Buy) 30,865 03 Sep 2021 Common Stock, par value $.01 30,865 $3.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.
F4 This option vested one-third on 7/27/2021 and vests one-third on each of 7/27/2022 and 7/27/2023.
F5 These securities are fully vested as of the date of this report.