John G. O'Grady - 03 Sep 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Vice President
Signature
/s/ Roger W. Byrd, Attorney-in-fact for John O'Grady
Issuer symbol
KODK
Transactions as of
03 Sep 2021
Net transactions value
-$23,227
Form type
4
Filing time
08 Sep 2021, 18:08:06 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +10,686 +26% $0.000000 52,034 03 Sep 2021 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability $23,227 -3,217 -6.2% $7.22 48,817 03 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -10,686 -100% $0.000000* 0 03 Sep 2021 Common Stock, par value $.01 10,686 $0.000000 Direct F3
holding KODK Stock Option (Right to Buy) 25,218 03 Sep 2021 Common Stock, par value $.01 25,218 $13.76 Direct F4
holding KODK Stock Option (Right to Buy) 29,712 03 Sep 2021 Common Stock, par value $.01 29,712 $15.58 Direct F4
holding KODK Stock Option (Right to Buy) 39,247 03 Sep 2021 Common Stock, par value $.01 39,247 $15.20 Direct F4
holding KODK Stock Option (Right to Buy) 51,441 03 Sep 2021 Common Stock, par value $.01 51,441 $3.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.
F4 These securities are fully vested as of the date of this report.