Jennifer R. Condame - 31 Mar 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
CAO and Controller
Signature
/s/ Jennifer R. Condame
Issuer symbol
GHM
Transactions as of
31 Mar 2021
Net transactions value
-$4,642
Form type
4
Filing time
02 Jun 2021, 16:58:57 UTC
Next filing
20 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Disposed to Issuer $0 -1,170 -4.2% $0.000000 26,643 31 Mar 2021 Direct F1
transaction GHM Common Stock Disposed to Issuer $0 -1,548 -5.8% $0.000000 25,095 31 Mar 2021 Direct F2
transaction GHM Common Stock Tax liability $2,644 -180 -0.72% $14.69 24,915 29 May 2021 Direct F3
transaction GHM Common Stock Tax liability $1,998 -136 -0.55% $14.69 24,779 30 May 2021 Direct F3
transaction GHM Common Stock Award $0 +2,124 +8.6% $0.000000 26,903 01 Jun 2021 Direct F4
transaction GHM Common Stock Award $0 +4,248 +16% $0.000000 31,151 01 Jun 2021 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GHM Stock Option (Right to Buy) 3,127 31 Mar 2021 Common Stock 3,127 $18.65 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares forfeited under the terms of Ms. Condame's May 30, 2018 performance-vested restricted stock award.
F2 Shares forfeited under the terms of Ms. Condame's May 29, 2019 performance-vested restricted stock award.
F3 Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
F4 This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F5 This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.