Jeffrey Glajch - Mar 31, 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role: VP-Finance; CFO
Signature: /s/ Jennifer R. Condame, Attorney-in-Fact for Jeffrey F. Glajch
Stock symbol: GHM
Transactions as of: Mar 31, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/2/2021, 04:56 PM
Next filing: May 20, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHM	Common Stock	Disposed to Issuer	$0	-2.68K	-4.66%	$0.00	54.7K	Mar 31, 2021	Direct	F1
transaction	GHM	Common Stock	Disposed to Issuer	$0	-3.54K	-6.47%	$0.00	51.1K	Mar 31, 2021	Direct	F2
transaction	GHM	Common Stock	Award	$0	+5.47K	+10.69%	$0.00	56.6K	Jun 1, 2021	Direct	F3
transaction	GHM	Common Stock	Award	$0	+10.9K	+19.31%	$0.00	67.5K	Jun 1, 2021	Direct	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GHM	Stock Option (Right to Buy)						7.14K	Mar 31, 2021	Common Stock	7.14K	$18.65	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares forfeited under the terms of Mr. Glajch's May 30, 2018 performance-vested restricted stock award.
F2	Shares forfeited under the terms of Mr. Glajch's May 29, 2019 performance-vested restricted stock award.
F3	This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F4	This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.