Matthew Malone - Jun 1, 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & GM of Barber-Nichols
Signature
/s/ Jennifer R. Condame, Attorney-in-fact for Matthew Malone
Stock symbol
GHM
Transactions as of
Jun 1, 2021
Transactions value $
$0
Form type
4
Date filed
6/2/2021, 04:55 PM
Next filing
May 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Award +26.3K 26.3K Jun 1, 2021 Direct F1
transaction GHM Common Stock Award $0 +4.08K +15.52% $0.00 30.4K Jun 1, 2021 Direct F2
transaction GHM Common Stock Award $0 +8.16K +26.87% $0.00 38.6K Jun 1, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Malone acquired these shares, with a per share value of $14.69, in connection with the registrant's acquisition of Barber-Nichols, LLC on June 1, 2021.
F2 This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
F3 This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.