George Karfunkel - 18 May 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Director
Signature
/s/ Roger W. Byrd, Attorney-in-fact for George Karfunkel
Issuer symbol
KODK
Transactions as of
18 May 2021
Net transactions value
$0
Form type
4
Filing time
20 May 2021, 19:19:55 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +7,159 +0.16% $0.000000 4,490,145 18 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -7,159 -100% $0.000000* 0 18 May 2021 Common Stock, par value $.01 7,159 $0.000000 Direct F1
holding KODK Stock Option (Right to Buy) 21,081 18 May 2021 Common Stock, par value $.01 21,081 $3.03 Direct F2
holding KODK Stock Option (Right to Buy) 6,416 18 May 2021 Common Stock, par value $.01 6,416 $4.53 Direct F2
holding KODK Stock Option (Right to Buy) 6,416 18 May 2021 Common Stock, par value $.01 6,416 $6.03 Direct F2
holding KODK Stock Option (Right to Buy) 3,666 18 May 2021 Common Stock, par value $.01 3,666 $12.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

George Karfunkel is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 This option has fully vested as of the date of this report.