| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KODK | Common Stock, par value $.01 | +Options Exercise | $0 | +4,128 | +14.39% | $0.00 | 32,817 | May 18, 2021 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KODK | Restricted Stock Units | -Options Exercise | $0 | -4,128 | -52.19% | $0.00 | 3,781 | May 18, 2021 | Common Stock, par value $.01 | 4,128 | $0.00 | Direct | F1 |
| transaction | KODK | Restricted Stock Units | -Disposed to Issuer | $0 | -3,781 | -100% | $0.00 | 0 | May 18, 2021 | Common Stock, par value $.01 | 3,781 | $0.00 | Direct | F1, F2 |
| transaction | KODK | Phantom Stock | +Grant/Award | $0 | +3,781 | +2.2% | $0.00 | 175,846 | May 18, 2021 | Common Stock, par value $.01 | 3,781 | $0.00 | Direct | F3 |
| holding | KODK | Stock Option (Right to Buy) | 25,297 | May 18, 2021 | Common Stock, par value $.01 | 25,297 | $3.03 | Direct | F4 | |||||
| holding | KODK | Stock Option (Right to Buy) | 7,699 | May 18, 2021 | Common Stock, par value $.01 | 7,699 | $4.53 | Direct | F4 | |||||
| holding | KODK | Stock Option (Right to Buy) | 7,699 | May 18, 2021 | Common Stock, par value $.01 | 7,699 | $6.03 | Direct | F4 | |||||
| holding | KODK | Stock Option (Right to Buy) | 4,400 | May 18, 2021 | Common Stock, par value $.01 | 4,400 | $12.00 | Direct | F4 |
William G. Parrett is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | These restricted stock units convert into common stock on a one-for-one basis. |
| F2 | Upon vesting on 5/18/2021, Mr. Parrett deferred the receipt of 3,781 shares of common stock and received instead 3,781 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 3,781 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. |
| F3 | Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. |
| F4 | This option has fully vested as of the date of this report. |