Jason Griffin New - 18 May 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Director
Signature
/s/ Roger W. Byrd, Attorney-in-fact for Jason Griffin New
Issuer symbol
KODK
Transactions as of
18 May 2021
Net transactions value
$0
Form type
4
Filing time
20 May 2021, 19:10:16 UTC
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +7,159 +12% $0.000000 66,894 18 May 2021 Direct F1
transaction KODK Common Stock, par value $.01 Award $0 +9,000 +13% $0.000000 75,894 19 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -7,159 -100% $0.000000* 0 18 May 2021 Common Stock, par value $.01 7,159 $0.000000 Direct F1
transaction KODK Restricted Stock Units Award $0 +10,000 $0.000000 10,000 19 May 2021 Common Stock, par value $.01 10,000 $0.000000 Direct F3
holding KODK Stock Option (Right to Buy) 21,081 18 May 2021 Common Stock, par value $.01 21,081 $3.03 Direct F4
holding KODK Stock Option (Right to Buy) 6,416 18 May 2021 Common Stock, par value $.01 6,416 $4.53 Direct F4
holding KODK Stock Option (Right to Buy) 6,416 18 May 2021 Common Stock, par value $.01 6,416 $6.03 Direct F4
holding KODK Stock Option (Right to Buy) 3,666 18 May 2021 Common Stock, par value $.01 3,666 $12.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. New's separation from service prior to vesting.
F3 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders.
F4 This option has fully vested as of the date of this report.