Jeff Goater - 11 May 2021 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jeff Goater
Issuer symbol
VCNX
Transactions as of
11 May 2021
Transactions value $
$0
Form type
4
Filing time
12 May 2021, 16:27:14 UTC
Next filing
11 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 300 11 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $0 +28.6K $0.00 28.6K 11 May 2021 Common Stock 28.6K $2.15 Direct F4
holding VCNX Stock Option (Right to Buy) 6K 11 May 2021 Common Stock 6K $14.90 Direct F1
holding VCNX Stock Option (Right to Buy) 2.24K 11 May 2021 Common Stock 2.24K $13.60 Direct F1
holding VCNX Stock Option (Right to Buy) 7.72K 11 May 2021 Common Stock 7.72K $7.78 Direct F2
holding VCNX Stock Option (Right to Buy) 15.7K 11 May 2021 Common Stock 15.7K $3.95 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable in full as of the date of this report.
F2 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F3 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F4 This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.