David V. Auld - Mar 12, 2023 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO
Signature
/s/ David V. Auld
Stock symbol
DHI
Transactions as of
Mar 12, 2023
Transactions value $
-$181,801
Form type
4
Date filed
3/14/2023, 06:35 PM
Previous filing
Dec 14, 2022
Next filing
Mar 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise +8.78K +1.32% 672K Mar 12, 2023 Direct F1
transaction DHI Common Stock Tax liability -$182K -1.93K -0.29% $94.10 670K Mar 12, 2023 Direct F2, F3
holding DHI Common Stock 211K Mar 12, 2023 Held by Trusts of Mr. Auld's children. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -8.78K -100% $0.00* 0 Mar 12, 2023 Common Stock 8.78K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converts into one share of DHI common stock.
F2 These shares were surrendered to issuer to cover tax obligations of the 8,779 shares of DHI common stock issued upon the vesting of the restricted stock units awarded March 12, 2020.
F3 Following all transactions listed on this Form 4, Mr. Auld owns directly 669,827 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.
F4 On March 12, 2020, the reporting person was granted 28,460 restricted stock units, vesting in three annual installments beginning March 12, 2021.