David V. Auld - 01 Dec 2022 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Signature
/s/ David V. Auld
Issuer symbol
DHI
Transactions as of
01 Dec 2022
Transactions value $
-$123,548
Form type
4
Date filed
05 Dec 2022, 15:26
Previous filing
28 Oct 2022
Next filing
14 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $0 +1.43K +0.21% $0.00 687K 01 Dec 2022 Direct F1
transaction DHI Common Stock Tax liability -$124K -1.43K -0.21% $86.70 685K 01 Dec 2022 Direct F2, F3
holding DHI Common Stock 211K 01 Dec 2022 Held by Trusts of Mr. Auld's children. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -1.43K -3.73% $0.00 36.8K 01 Dec 2022 Common Stock 1.43K Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converts into one share of DHI common stock.
F2 These shares were surrendered to issuer to cover tax obligations of the 38,197 restricted stock units awarded March 23, 2022.
F3 Following all transactions listed on this Form 4, Mr. Auld owns directly 685,280 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.
F4 Represents common stock acquired by the vesting of a portion of the 38,197 restricted stock units awarded March 23, 2022 to cover withholding tax obligations.
F5 On March 23, 2022, the reporting person was granted 38,197 restricted stock units.