Claude LeBlanc - 09 Jul 2025 Form 4 Insider Report for AMBAC FINANCIAL GROUP INC (AMBC)

Signature
William White, attorney-in-fact
Issuer symbol
AMBC
Transactions as of
09 Jul 2025
Net transactions value
$0
Form type
4
Filing time
09 Jul 2025, 16:24:27 UTC
Previous filing
14 May 2025
Next filing
11 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LeBlanc Claude Chief Executive Officer, Director AMBAC FINANCIAL GROUP, INC., ONE WORLD TRADE CENTER, 41ST FLOOR, NEW YORK William White, attorney-in-fact 09 Jul 2025 0001380820
This filing has been restated, see here for the amended filing

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMBC Restricted Stock Units Award $0 +163,695 +229% $0.000000 235,151 09 Jul 2025 Common Stock 163,695 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
F2 On July 9, 2025 the reporting person received a grant of 163,695 restricted stock units ("RSUs") as part of their 2025 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028.