Daniel McGinnis - 09 Jul 2025 Form 4 Insider Report for AMBAC FINANCIAL GROUP INC (AMBC)

Signature
William J. White, attoney-in-fact
Issuer symbol
AMBC
Transactions as of
09 Jul 2025
Net transactions value
$0
Form type
4
Filing time
09 Jul 2025, 16:02:43 UTC
Previous filing
14 Mar 2025
Next filing
01 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
McGinnis Daniel Sr. MD & COO AMBAC FINANCIAL GROUP, INC., ONE WORLD TRADE CENTER, 41ST FLOOR, NEW YORK, William J. White, attoney-in-fact 09 Jul 2025 0001900989

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMBC Restricted Stock Units Award $0 +18,188 +228% $0.000000 26,152 09 Jul 2025 Common Stock 18,188 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.
F2 On July 9, 2025 the reporting person received a grant of 18,188 restricted stock units ("RSUs") as part of their 2025 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028.