James Robert Anderson - Feb 17, 2023 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President & CEO, Director
Signature
By: Tracy Feanny, Attorney in Fact For: James R Anderson
Stock symbol
LSCC
Transactions as of
Feb 17, 2023
Transactions value $
-$733,643
Form type
4
Date filed
2/22/2023, 03:53 PM
Previous filing
Feb 21, 2023
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +13.3K +1.51% $0.00 895K Feb 18, 2023 Direct F1
transaction LSCC Common Stock Tax liability -$609K -7K -0.78% $87.10 888K Feb 18, 2023 Direct F2
transaction LSCC Common Stock Options Exercise $0 +2.71K +0.31% $0.00 891K Feb 19, 2023 Direct F1
transaction LSCC Common Stock Tax liability -$124K -1.43K -0.16% $87.10 889K Feb 19, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Restricted Stock Unit (RSU) Award $0 +50K +43.72% $0.00 164K Feb 17, 2023 Common Stock 50K $0.00 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -13.3K -8.08% $0.00 151K Feb 18, 2023 Common Stock 13.3K $0.00 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -2.71K -1.79% $0.00 148K Feb 19, 2023 Common Stock 2.71K $0.00 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F4 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F5 Not applicable.