Sherri R. Luther - 02 Jan 2023 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
SVP, CFO
Signature
By: Tracy Feanny, Attorney in Fact For: Sherri R. Luther
Issuer symbol
LSCC
Transactions as of
02 Jan 2023
Net transactions value
-$209,303
Form type
4
Filing time
04 Jan 2023, 15:33:03 UTC
Previous filing
21 Nov 2022
Next filing
21 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +8,824 +7.2% $0.000000 131,793 02 Jan 2023 Direct F1, F2
transaction LSCC Common Stock Tax liability $209,303 -3,226 -2.4% $64.88 128,567 02 Jan 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -8,824 -18% $0.000000 40,465 02 Jan 2023 Common Stock 8,824 $0.000000 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 The total beneficial ownership of shares includes 318 shares acquired on December 30, 2022 under the Issuer's 07/01/2022 Employee Stock Purchase Plan.
F3 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F4 Restricted Stock Units - no exercise price for this transaction.
F5 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F6 Not applicable.