James Robert Anderson - Nov 14, 2022 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Signature
By: Tracy Feanny, Attorney in Fact For: James R Anderson
Stock symbol
LSCC
Transactions as of
Nov 14, 2022
Transactions value $
-$1,996,837
Form type
4
Date filed
11/16/2022, 02:48 PM
Previous filing
Nov 3, 2022
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +5.69K +0.72% $0.00 795K Nov 14, 2022 Direct F1
transaction LSCC Common Stock Tax liability -$194K -3K -0.38% $64.63 792K Nov 14, 2022 Direct F2
transaction LSCC Common Stock Options Exercise $247K +30K +3.79% $8.24* 822K Nov 15, 2022 Direct
transaction LSCC Common Stock Sale -$2.05M -30K -3.65% $68.35 792K Nov 15, 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Non-Qualified Stock Option (right to buy) Options Exercise $0 -30K -7.24% $0.00 384K Nov 15, 2022 Common Stock 30K $8.24 Direct
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -5.69K -4.2% $0.00 130K Nov 14, 2022 Common Stock 5.69K $0.00 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 The transaction indicated was conducted under an approved 10b5-1 Plan.
F4 This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F6 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F7 Not applicable.