Tracy Feanny - Nov 3, 2022 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
SVP, General Counsel
Signature
Tracy Feanny
Stock symbol
LSCC
Transactions as of
Nov 3, 2022
Transactions value $
-$178,321
Form type
4
Date filed
11/7/2022, 06:48 PM
Previous filing
Feb 23, 2022
Next filing
Feb 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +2.22K $0.00 2.22K Nov 3, 2022 Direct F1
transaction LSCC Common Stock Tax liability -$27.2K -540 -24.38% $50.40 1.68K Nov 3, 2022 Direct F2
transaction LSCC Common Stock Options Exercise $0 +2.79K +166.57% $0.00 4.47K Nov 3, 2022 Direct F1
transaction LSCC Common Stock Tax liability -$34.3K -680 -15.23% $50.40 3.79K Nov 3, 2022 Direct F2
transaction LSCC Common Stock Sale -$61.3K -1.17K -30.99% $52.23 2.61K Nov 4, 2022 Direct F3
transaction LSCC Common Stock Sale -$55.6K -1.06K -40.39% $52.67 1.56K Nov 7, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -2.79K -31.49% $0.00 6.07K Nov 3, 2022 Common Stock 2.79K $0.00 Direct F4, F5, F6
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -2.22K -18.03% $0.00 10.1K Nov 3, 2022 Common Stock 2.22K $0.00 Direct F4, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 The transaction indicated was conducted under an approved 10b5-1 Plan.
F4 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F5 On November 3, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 94.47% of the performance conditions, pertaining to the first tranche of shares subject to the Performance Restricted Stock Units granted November 3, 2021 and scheduled to vest on November 3, 2022, had been achieved, resulting in the vesting and release of 2,790 shares and the forfeiture of 163 shares which did not vest.
F6 Not applicable.
F7 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.