Mark Jon Nelson - Nov 2, 2022 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
SVP, Sales
Signature
By: Tracy Feanny, Attorney in Fact For: Mark J. Nelson
Stock symbol
LSCC
Transactions as of
Nov 2, 2022
Transactions value $
-$460,252
Form type
4
Date filed
11/4/2022, 05:17 PM
Previous filing
Oct 11, 2022
Next filing
Nov 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +1.88K +4.73% $0.00 41.6K Nov 2, 2022 Direct F1
transaction LSCC Common Stock Tax liability -$46.8K -932 -2.24% $50.24 40.7K Nov 2, 2022 Direct F2
transaction LSCC Common Stock Sale -$366K -6.99K -17.18% $52.40 33.7K Nov 2, 2022 Direct F3, F4
transaction LSCC Common Stock Sale -$47.3K -946 -2.81% $50.00 32.7K Nov 3, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -1.88K -3.5% $0.00 51.7K Nov 2, 2022 Common Stock 1.88K Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 The transaction indicated was conducted under an approved 10b5-1 Plan.
F4 This transaction was executed in multiple trades at prices ranging from $51.844 to $52.88. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 Restricted Stock Units - no exercise price for this transaction.
F6 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F7 Not applicable.