Mark Jon Nelson - 02 Aug 2022 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Aug 2022, 21:33:54 UTC
Prior SEC filing
11 Jul 2022
Next SEC filing
08 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: Tracy Feanny, Attorney in Fact For: Mark J Nelson

Key filing fact

Mark Jon Nelson filed Form 4 for LATTICE SEMICONDUCTOR CORP (LSCC) on 04 Aug 2022.

Key facts

  • This page summarizes Mark Jon Nelson's Form 4 filing for LATTICE SEMICONDUCTOR CORP (LSCC).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Aug 2022, 21:33.

Change

  • Previous filing in this sequence was filed on 11 Jul 2022.
  • Current net transaction value: -$690,842.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LSCC transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,878
Change %
+4.8%
Price
$0.000000
Shares after
41,243
Date
02 Aug 2022
Ownership
Direct
Footnotes
F1, F2
LSCC transaction

Common Stock

Tax liability

Transaction value
$59,266
Shares
-932
Change %
-2.3%
Price
$63.59
Shares after
40,311
Date
02 Aug 2022
Ownership
Direct
Footnotes
F3
LSCC transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+20,032
Change %
+50%
Price
$0.000000
Shares after
60,343
Date
02 Aug 2022
Ownership
Direct
Footnotes
F1
LSCC transaction

Common Stock

Tax liability

Transaction value
$631,576
Shares
-9,932
Change %
-16%
Price
$63.59
Shares after
50,411
Date
02 Aug 2022
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LSCC transaction Derivative

Performance Restricted Stock Unit (PRSU)

Options Exercise

Transaction value
$0
Shares
-20,032
Change %
-30%
Price
$0.000000
Shares after
47,001
Date
02 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,032
Exercise price
$0.000000
Footnotes
F4, F5, F6
LSCC transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value
$0
Shares
-1,878
Change %
-1.5%
Price
$0.000000
Shares after
125,105
Date
02 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,878
Exercise price
$0.000000
Footnotes
F4, F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Restricted Stock Units - no purchase price for this transaction.

Footnote F2

The total beneficial ownership of shares includes 318 shares acquired on June 30, 2022 under the Issuer's 01/01/2022 Employee Stock Purchase Plan.

Footnote F3

These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Footnote F4

Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

Footnote F5

Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.

Footnote F6

Not applicable.

Footnote F7

Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.

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