Mark Jon Nelson - Jan 8, 2022 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
VP Corp, Sales
Signature
By: Byron W. Milstead, Attorney in Fact For: Mark J. Nelson
Stock symbol
LSCC
Transactions as of
Jan 8, 2022
Transactions value $
-$4,112,705
Form type
4
Date filed
1/11/2022, 05:12 PM
Previous filing
Nov 16, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +111K +176.07% $0.00 174K Jan 8, 2022 Direct F1
transaction LSCC Common Stock Sale -$3.77M -54.8K -31.56% $68.81 119K Jan 8, 2022 Direct F2
transaction LSCC Common Stock Options Exercise $0 +13.9K +11.66% $0.00 133K Jan 8, 2022 Direct F1
transaction LSCC Common Stock Sale -$340K -4.94K -3.72% $68.81 128K Jan 8, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -111K -56.35% $0.00 85.8K Jan 8, 2022 Common Stock 111K $0.00 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -13.9K -7.72% $0.00 166K Jan 8, 2022 Common Stock 13.9K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4 Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.
F5 Not applicable.