Stephen Douglass - Sep 4, 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
VP Corp, R&D
Signature
By: Byron W. Milstead, Attorney in Fact For: Stephen Mark Douglass
Stock symbol
LSCC
Transactions as of
Sep 4, 2021
Transactions value $
-$3,304,212
Form type
4
Date filed
9/10/2021, 01:09 PM
Previous filing
Aug 18, 2021
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +8.08K +10.15% $0.00 87.6K Sep 4, 2021 Direct F1
transaction LSCC Common Stock Sale -$253K -4.01K -4.57% $63.07 83.6K Sep 4, 2021 Direct F2
transaction LSCC Common Stock Options Exercise $0 +61.5K +73.6% $0.00 145K Sep 4, 2021 Direct F1
transaction LSCC Common Stock Sale -$1.92M -30.5K -21.02% $63.07 115K Sep 4, 2021 Direct F2
transaction LSCC Common Stock Sale -$159K -2.5K -2.18% $63.61 112K Sep 7, 2021 Direct F3, F4
transaction LSCC Common Stock Sale -$969K -15.5K -13.83% $62.43 96.6K Sep 8, 2021 Direct F3, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -61.5K -52.87% $0.00 54.8K Sep 4, 2021 Common Stock 61.5K $0.00 Direct F6, F7, F8
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -8.08K -5.92% $0.00 128K Sep 4, 2021 Common Stock 8.08K $0.00 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 The transaction indicated was conducted under an approved 10b5-1 Plan.
F4 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $63.33 to $63.90.
F5 The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.29.
F6 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F7 Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
F8 Not applicable.