Byron W. Milstead - Sep 4, 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
VP Corp, General Counsel
Signature
Byron W Milstead
Stock symbol
LSCC
Transactions as of
Sep 4, 2021
Transactions value $
-$490,432
Form type
4
Date filed
9/10/2021, 01:09 PM
Previous filing
Aug 18, 2021
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +1.86K +182.73% $0.00 2.88K Sep 4, 2021 Direct F1
transaction LSCC Common Stock Sale -$57K -903 -31.34% $63.07 1.98K Sep 4, 2021 Direct F2
transaction LSCC Common Stock Options Exercise $0 +14.2K +717.09% $0.00 16.2K Sep 4, 2021 Direct F1
transaction LSCC Common Stock Sale -$433K -6.87K -42.53% $63.07 9.29K Sep 4, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -14.2K -45.96% $0.00 16.7K Sep 4, 2021 Common Stock 14.2K $0.00 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -1.86K -3.25% $0.00 55.4K Sep 4, 2021 Common Stock 1.86K $0.00 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4 Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
F5 Not applicable.
F6 This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.