James Robert Anderson - 02 Aug 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
President & CEO, Director
Signature
By: Byron W. Milstead, Attorney in Fact For: James R Anderson
Issuer symbol
LSCC
Transactions as of
02 Aug 2021
Net transactions value
-$3,034,162
Form type
4
Filing time
04 Aug 2021, 20:47:35 UTC
Previous filing
08 Jun 2021
Next filing
10 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +7,043 +1.6% $0.000000 447,927 02 Aug 2021 Direct F1
transaction LSCC Common Stock Sale $211,747 -3,709 -0.83% $57.09 444,218 02 Aug 2021 Direct F2
transaction LSCC Common Stock Options Exercise $0 +93,898 +21% $0.000000 538,116 02 Aug 2021 Direct F1
transaction LSCC Common Stock Sale $2,822,415 -49,438 -9.2% $57.09 488,678 02 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -93,898 -15% $0.000000 526,853 02 Aug 2021 Common Stock 93,898 $0.000000 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -7,043 -1.8% $0.000000 380,046 02 Aug 2021 Common Stock 7,043 $0.000000 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4 Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
F5 Not applicable.
F6 Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.