Stephen Douglass - Aug 2, 2021 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
VP Corp, R&D
Signature
By: Byron W. Milstead, Attorney in Fact For: Stephen Mark Douglass
Stock symbol
LSCC
Transactions as of
Aug 2, 2021
Transactions value $
-$744,282
Form type
4
Date filed
8/4/2021, 08:46 PM
Previous filing
Jun 8, 2021
Next filing
Aug 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +2.25K +3.11% $0.00 74.7K Aug 2, 2021 Direct F1
transaction LSCC Common Stock Sale -$63.8K -1.12K -1.5% $57.09 73.6K Aug 2, 2021 Direct F2
transaction LSCC Common Stock Options Exercise $0 +24K +32.68% $0.00 97.6K Aug 2, 2021 Direct F1
transaction LSCC Common Stock Sale -$680K -11.9K -12.21% $57.09 85.7K Aug 2, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -24K -17.12% $0.00 116K Aug 2, 2021 Common Stock 24K $0.00 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -2.25K -1.6% $0.00 138K Aug 2, 2021 Common Stock 2.25K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4 Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
F5 Not applicable.