Paul R. Johnston - Nov 6, 2024 Form 4 Insider Report for EXPONENT INC (EXPO)

Role
Director
Signature
By: Wendy Whitehouse For: Paul R. Johnston
Stock symbol
EXPO
Transactions as of
Nov 6, 2024
Transactions value $
-$940,129
Form type
4
Date filed
11/6/2024, 08:46 PM
Previous filing
Jun 20, 2024
Next filing
Nov 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPO Common Stock Options Exercise $424K +11.3K +14.03% $37.45 92.1K Nov 6, 2024 Direct
transaction EXPO Common Stock Sale -$1.19M -11.3K -12.31% $104.60 80.7K Nov 6, 2024 Direct
transaction EXPO Common Stock Options Exercise $100K +2.67K +3.31% $37.45 83.4K Nov 6, 2024 Direct
transaction EXPO Common Stock Sale -$279K -2.67K -3.2% $104.60 80.7K Nov 6, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXPO Incentive Stock Option (right to buy) Options Exercise -2.67K -100% 0 Nov 6, 2024 Common Stock 2.67K $37.45 Direct F1, F2
transaction EXPO Non-Qualified Stock Option (right to buy) Options Exercise -11.3K -28.81% 28K Nov 6, 2024 Common Stock 11.3K $37.45 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The stock option becomes exercisable in four equal annual installments.
F2 Not applicable.