| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AGM | Class C Non-Voting Common Stock | Options Exercise | $146K | +1.94K | +26.24% | $75.16 | 9.32K | Aug 12, 2022 | Direct | F1, F2 |
| transaction | AGM | Class C Non-Voting Common Stock | Tax liability | -$38.1K | -329 | -3.53% | $115.82 | 8.99K | Aug 12, 2022 | Direct | F1, F2 |
| transaction | AGM | Class C Non-Voting Common Stock | Disposed to Issuer | -$145K | -1.26K | -13.97% | $115.82 | 7.73K | Aug 12, 2022 | Direct | F1, F2 |
| transaction | AGM | Class C Non-Voting Common Stock | Options Exercise | $125K | +1.41K | +18.29% | $88.68 | 9.15K | Aug 12, 2022 | Direct | F2, F3 |
| transaction | AGM | Class C Non-Voting Common Stock | Tax liability | -$18.6K | -161 | -1.76% | $115.82 | 8.99K | Aug 12, 2022 | Direct | F2, F3 |
| transaction | AGM | Class C Non-Voting Common Stock | Disposed to Issuer | -$125K | -1.08K | -12.04% | $115.82 | 7.9K | Aug 12, 2022 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AGM | Stock Appreciation Right | Options Exercise | $0 | -1.94K | -50% | $0.00 | 1.94K | Aug 12, 2022 | Class C Non-Voting Common Stock | 1.94K | $75.16 | Direct | |
| transaction | AGM | Stock Appreciation Right | Options Exercise | $0 | -1.41K | -33.33% | $0.00 | 2.83K | Aug 12, 2022 | Class C Non-Voting Common Stock | 1.41K | $88.68 | Direct |
| Id | Content |
|---|---|
| F1 | In connection with the net share settlement of the exercise of 1,937 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Mr. Carpenter was entitled to receive 681 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 352 shares, and Farmer Mac retained 329 shares to satisfy tax withholding requirements arising from the exercise. The 1,256 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. |
| F2 | Includes 6,304 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. |
| F3 | In connection with the net share settlement of the exercise of 1,414 vested SARs granted in March 2021 with a grant price of $88.68 per share, Mr. Carpenter was entitled to receive 332 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 171 shares, and Farmer Mac retained 161 shares to satisfy tax withholding requirements arising from the exercise. The 1,082 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. |