| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CORRELL JESSE T | Chairman & CEO, Director, 10%+ Owner | PO BOX 328, STANFORD | /s/Jill Martin, Attorney-in-Fact | 2025-09-05 | 0001064892 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | UTGN | Common Stock | 81.6K | Sep 4, 2025 | Direct | ||||||
| holding | UTGN | Common Stock | 487K | Sep 4, 2025 | By First Southern Funding, LLC | F1 | |||||
| holding | UTGN | Common Stock | 72.8K | Sep 4, 2025 | By WCorrell, Limited Partnership | F2 | |||||
| holding | UTGN | Common Stock | 205K | Sep 4, 2025 | By First Southern Bancorp, Inc. | F3 | |||||
| holding | UTGN | Common Stock | 1.2M | Sep 4, 2025 | By First Southern Holdings, LLC. | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UTGN | Stock Options | Award | $0 | +15K | $0.00 | 15K | Sep 4, 2025 | Common Stock | 15K | $48.40 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The reporting person is President and Manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F2 | The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F3 | The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F4 | The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See note (4). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F5 | These options were granted on September 4, 2025, pursuant to the terms of a stock option agreement under the 2025 Stock Option Plan. The options vest in 5 equal installments on each of the first five anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. |