Jesse T. Correll - Sep 4, 2025 Form 4 Insider Report for UTG INC (UTGN)

Signature
/s/Jill Martin, Attorney-in-Fact
Stock symbol
UTGN
Transactions as of
Sep 4, 2025
Transactions value $
$0
Form type
4
Date filed
9/5/2025, 05:09 PM
Previous filing
Jul 18, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
CORRELL JESSE T Chairman & CEO, Director, 10%+ Owner PO BOX 328, STANFORD /s/Jill Martin, Attorney-in-Fact 2025-09-05 0001064892

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UTGN Common Stock 81.6K Sep 4, 2025 Direct
holding UTGN Common Stock 487K Sep 4, 2025 By First Southern Funding, LLC F1
holding UTGN Common Stock 72.8K Sep 4, 2025 By WCorrell, Limited Partnership F2
holding UTGN Common Stock 205K Sep 4, 2025 By First Southern Bancorp, Inc. F3
holding UTGN Common Stock 1.2M Sep 4, 2025 By First Southern Holdings, LLC. F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UTGN Stock Options Award $0 +15K $0.00 15K Sep 4, 2025 Common Stock 15K $48.40 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is President and Manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3 The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4 The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See note (4). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F5 These options were granted on September 4, 2025, pursuant to the terms of a stock option agreement under the 2025 Stock Option Plan. The options vest in 5 equal installments on each of the first five anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.