Leslie L. Shoemaker - 18 Nov 2023 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
EVP, Chief Sustainability
Signature
/s/ Preston Hopson, Attorney-in-fact for Leslie L. Shoemaker
Issuer symbol
TTEK
Transactions as of
18 Nov 2023
Net transactions value
-$240,220
Form type
4
Filing time
21 Nov 2023, 21:50:41 UTC
Previous filing
15 Nov 2023
Next filing
22 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Options Exercise $0 +814 +1.1% $0.000000 72,685 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +738 +1% $0.000000 73,423 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +504 +0.69% $0.000000 73,927 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +634 +0.86% $0.000000 74,561 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Tax liability $240,220 -1,455 -2% $165.10 73,106 18 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -814 -100% $0.000000* 0 18 Nov 2023 COMMON STOCK 814 $0.000000 Direct F2, F3
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -738 -50% $0.000000 737 18 Nov 2023 COMMON STOCK 738 $0.000000 Direct F3, F4
transaction TTEK COMMON STOCK Options Exercise $0 -504 -33% $0.000000 1,008 18 Nov 2023 COMMON STOCK 504 $0.000000 Direct F3, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -634 -25% $0.000000 1,901 18 Nov 2023 COMMON STOCK 634 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares underlying restricted stock units (RSUs) which vested on 11/18/2023 and were withheld to pay the related tax liability.
F2 The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F3 The RSUs are exercisable at the time of vesting and do not have a set expiration date.
F4 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.
F5 The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2023, and the anniversary of that date going forward until fully vested.