Brian N. Carter - 18 Nov 2023 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
SVP, Corporate Controller
Signature
/s/ Preston Hopson, Attorney-in-fact for Brian N. Carter
Issuer symbol
TTEK
Transactions as of
18 Nov 2023
Net transactions value
-$103,188
Form type
4
Filing time
21 Nov 2023, 21:47:58 UTC
Previous filing
08 Jun 2023
Next filing
22 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Options Exercise $0 +407 +5.2% $0.000000 8,225 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +307 +3.7% $0.000000 8,532 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +199 +2.3% $0.000000 8,731 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +254 +2.9% $0.000000 8,985 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Tax liability $103,188 -625 -7% $165.10 8,360 18 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -407 -100% $0.000000* 0 18 Nov 2023 COMMON STOCK 407 $0.000000 Direct F2, F3
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -307 -50% $0.000000 307 18 Nov 2023 COMMON STOCK 307 $0.000000 Direct F3, F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -199 -33% $0.000000 398 18 Nov 2023 COMMON STOCK 199 $0.000000 Direct F3, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -254 -25% $0.000000 760 18 Nov 2023 COMMON STOCK 254 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares underlying restricted stock units (RSUs) which vested on 11/18/2023 and were withheld to pay the related tax liability.
F2 The RSUs become vested as to 25% of the shares on November 18, 2020, and 25% of the shares on each anniversary date thereafter until fully vested.
F3 The RSUs are exercisable at the time of vesting and do not have a set expiration date.
F4 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.
F5 The RSUs become vested as to 25% of the shares on November 18, 2022, and 25% of the shares on each anniversary date thereafter until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2023, and 25% of the shares on each anniversary date thereafter until fully vested.