Brian N. Carter - Nov 18, 2023 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
SVP, Corporate Controller
Signature
/s/ Preston Hopson, Attorney-in-fact for Brian N. Carter
Stock symbol
TTEK
Transactions as of
Nov 18, 2023
Transactions value $
-$103,188
Form type
4
Date filed
11/21/2023, 09:47 PM
Previous filing
Jun 8, 2023
Next filing
Nov 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Options Exercise $0 +407 +5.21% $0.00 8.23K Nov 18, 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +307 +3.73% $0.00 8.53K Nov 18, 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +199 +2.33% $0.00 8.73K Nov 18, 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +254 +2.91% $0.00 8.99K Nov 18, 2023 Direct
transaction TTEK COMMON STOCK Tax liability -$103K -625 -6.96% $165.10 8.36K Nov 18, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -407 -100% $0.00* 0 Nov 18, 2023 COMMON STOCK 407 $0.00 Direct F2, F3
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -307 -50% $0.00 307 Nov 18, 2023 COMMON STOCK 307 $0.00 Direct F3, F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -199 -33.33% $0.00 398 Nov 18, 2023 COMMON STOCK 199 $0.00 Direct F3, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -254 -25.05% $0.00 760 Nov 18, 2023 COMMON STOCK 254 $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares underlying restricted stock units (RSUs) which vested on 11/18/2023 and were withheld to pay the related tax liability.
F2 The RSUs become vested as to 25% of the shares on November 18, 2020, and 25% of the shares on each anniversary date thereafter until fully vested.
F3 The RSUs are exercisable at the time of vesting and do not have a set expiration date.
F4 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.
F5 The RSUs become vested as to 25% of the shares on November 18, 2022, and 25% of the shares on each anniversary date thereafter until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2023, and 25% of the shares on each anniversary date thereafter until fully vested.