DAN L. BATRACK - 18 Nov 2023 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
CHAIRMAN AND CEO, Director
Signature
/s/ Preston Hopson, Attorney-in-fact for Dan L. Batrack
Issuer symbol
TTEK
Transactions as of
18 Nov 2023
Net transactions value
$0
Form type
4
Filing time
21 Nov 2023, 21:15:19 UTC
Previous filing
15 Nov 2023
Next filing
22 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Options Exercise $0 +4,276 +8.8% $0.000000 52,801 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +3,279 +6.2% $0.000000 56,080 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +2,806 +5% $0.000000 58,886 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +3,803 +6.5% $0.000000 62,689 18 Nov 2023 Direct
transaction TTEK COMMON STOCK Tax liability $0 -7,648 -12% $0.000000 55,041 18 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -4,276 -100% $0.000000* 0 18 Nov 2023 COMMON STOCK 4,276 $0.000000 Direct F2, F3
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -3,279 -50% $0.000000 3,278 18 Nov 2023 COMMON STOCK 3,279 $0.000000 Direct F3, F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -2,806 -33% $0.000000 5,612 18 Nov 2023 COMMON STOCK 2,806 $0.000000 Direct F3, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -3,803 -25% $0.000000 11,408 18 Nov 2023 COMMON STOCK 3,803 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares underlying restricted stock units (RSUs) which vested on 11/18/2023 and were withheld to pay the related tax liability.
F2 The RSUs become vested as to 25% of the shares on November 18, 2020, and 25% of the shares on each anniversary date thereafter until fully vested.
F3 The RSUs are exercisable at the time of vesting and do not have a set expiration date.
F4 The RSUs become vested as to 25% of the shares on November 18, 2021, and 25% of the shares on each anniversary date thereafter until fully vested.
F5 The RSUs become vested as to 25% of the shares on November 18, 2022, and 25% of the shares on each anniversary date thereafter until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2023, and 25% of the shares on each anniversary date thereafter until fully vested.