Dan L. Batrack - Nov 18, 2023 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
CHAIRMAN AND CEO, Director
Signature
/s/ Preston Hopson, Attorney-in-fact for Dan L. Batrack
Stock symbol
TTEK
Transactions as of
Nov 18, 2023
Transactions value $
$0
Form type
4
Date filed
11/21/2023, 09:15 PM
Previous filing
Nov 15, 2023
Next filing
Nov 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Options Exercise $0 +4.28K +8.81% $0.00 52.8K Nov 18, 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +3.28K +6.21% $0.00 56.1K Nov 18, 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +2.81K +5% $0.00 58.9K Nov 18, 2023 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +3.8K +6.46% $0.00 62.7K Nov 18, 2023 Direct
transaction TTEK COMMON STOCK Tax liability $0 -7.65K -12.2% $0.00 55K Nov 18, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -4.28K -100% $0.00* 0 Nov 18, 2023 COMMON STOCK 4.28K $0.00 Direct F2, F3
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -3.28K -50.01% $0.00 3.28K Nov 18, 2023 COMMON STOCK 3.28K $0.00 Direct F3, F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -2.81K -33.33% $0.00 5.61K Nov 18, 2023 COMMON STOCK 2.81K $0.00 Direct F3, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -3.8K -25% $0.00 11.4K Nov 18, 2023 COMMON STOCK 3.8K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares underlying restricted stock units (RSUs) which vested on 11/18/2023 and were withheld to pay the related tax liability.
F2 The RSUs become vested as to 25% of the shares on November 18, 2020, and 25% of the shares on each anniversary date thereafter until fully vested.
F3 The RSUs are exercisable at the time of vesting and do not have a set expiration date.
F4 The RSUs become vested as to 25% of the shares on November 18, 2021, and 25% of the shares on each anniversary date thereafter until fully vested.
F5 The RSUs become vested as to 25% of the shares on November 18, 2022, and 25% of the shares on each anniversary date thereafter until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2023, and 25% of the shares on each anniversary date thereafter until fully vested.