Leslie L. Shoemaker - Nov 18, 2022 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
EVP, Chief Sustainability
Signature
/s/ Preston Hopson, Attorney-in-fact for Leslie L. Shoemaker
Stock symbol
TTEK
Transactions as of
Nov 18, 2022
Transactions value $
-$1,068,686
Form type
4
Date filed
11/22/2022, 08:12 PM
Previous filing
Nov 18, 2022
Next filing
Jan 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Award $0 +9.58K +14.51% $0.00 75.6K Nov 18, 2022 Direct F1
transaction TTEK COMMON STOCK Options Exercise $0 +1K +1.32% $0.00 76.6K Nov 18, 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +814 +1.06% $0.00 77.4K Nov 18, 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +738 +0.95% $0.00 78.2K Nov 18, 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +505 +0.65% $0.00 78.7K Nov 18, 2022 Direct
transaction TTEK COMMON STOCK Tax liability -$1.07M -6.82K -8.67% $156.63 71.8K Nov 18, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -1K -100% $0.00* 0 Nov 18, 2022 COMMON STOCK 1K $0.00 Direct F3, F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -814 -50% $0.00 814 Nov 18, 2022 COMMON STOCK 814 $0.00 Direct F4, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -738 -33.35% $0.00 1.48K Nov 18, 2022 COMMON STOCK 738 $0.00 Direct F4, F6
transaction TTEK COMMON STOCK Options Exercise $0 -505 -25.04% $0.00 1.51K Nov 18, 2022 COMMON STOCK 505 $0.00 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.
F2 Represents the combined number of shares withheld to pay the related tax liability on a total of 9,578 performance stock units (PSUs) and 3,057 restricted stock units (RSUs), which vested on November 18, 2022.
F3 The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
F4 The RSUs are exercisable at the time of vesting and do not have a set expiration date
F5 The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.
F7 The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.