Preston Hopson - 18 Nov 2022 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
SVP, General Counsel
Signature
/s/ Preston Hopson
Issuer symbol
TTEK
Transactions as of
18 Nov 2022
Net transactions value
-$1,093,990
Form type
4
Filing time
22 Nov 2022, 20:01:22 UTC
Previous filing
18 Nov 2022
Next filing
15 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Award $0 +6,842 +82% $0.000000 15,211 18 Nov 2022 Direct F1
transaction TTEK COMMON STOCK Options Exercise $0 +539 +3.5% $0.000000 15,750 18 Nov 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +582 +3.7% $0.000000 16,332 18 Nov 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +615 +3.8% $0.000000 16,947 18 Nov 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +412 +2.4% $0.000000 17,359 18 Nov 2022 Direct
transaction TTEK COMMON STOCK Tax liability $524,397 -3,348 -19% $156.63 14,011 18 Nov 2022 Direct F2
transaction TTEK COMMON STOCK Sale $569,592 -3,616 -26% $157.52 10,395 21 Nov 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -539 -100% $0.000000* 0 18 Nov 2022 COMMON STOCK 539 $0.000000 Direct F4, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -582 -50% $0.000000 581 18 Nov 2022 COMMON STOCK 582 $0.000000 Direct F5, F6
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -615 -33% $0.000000 1,229 18 Nov 2022 COMMON STOCK 615 $0.000000 Direct F5, F7
transaction TTEK COMMON STOCK Options Exercise $0 -412 -25% $0.000000 1,233 18 Nov 2022 COMMON STOCK 412 $0.000000 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.
F2 Represents the combined number of shares withheld to pay the related tax liability on a total of 6,842 performance stock units (PSUs) and 2,148 restricted stock units (RSUs), which vested on November 18, 2022.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.41 to $157.70, inclusive.
F4 The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
F5 The RSUs are exercisable at the time of vesting and do not have a set expiration date.
F6 The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F7 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.
F8 The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.