DAN L. BATRACK - 18 Nov 2022 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
CHAIRMAN AND CEO, Director
Signature
/s/ Preston Hopson, Attorney-in-fact for Dan L. Batrack
Issuer symbol
TTEK
Transactions as of
18 Nov 2022
Net transactions value
-$5,577,124
Form type
4
Filing time
22 Nov 2022, 19:53:43 UTC
Previous filing
18 Nov 2022
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Award $0 +50,286 +104% $0.000000 98,424 18 Nov 2022 Direct F1
transaction TTEK COMMON STOCK Options Exercise $0 +5,308 +5.4% $0.000000 103,732 18 Nov 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +4,276 +4.1% $0.000000 108,008 18 Nov 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +3,279 +3% $0.000000 111,287 18 Nov 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +2,807 +2.5% $0.000000 114,094 18 Nov 2022 Direct
transaction TTEK COMMON STOCK Tax liability $5,577,124 -35,607 -31% $156.63 78,487 18 Nov 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -5,308 -100% $0.000000* 0 18 Nov 2022 COMMON STOCK 5,308 $0.000000 Direct F3, F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -4,276 -50% $0.000000 4,276 18 Nov 2022 COMMON STOCK 4,276 $0.000000 Direct F4, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -3,279 -33% $0.000000 6,557 18 Nov 2022 COMMON STOCK 3,279 $0.000000 Direct F4, F6
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -2,807 -25% $0.000000 8,418 18 Nov 2022 COMMON STOCK 2,807 $0.000000 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.
F2 Represents the combined number of shares withheld to pay the related tax liability on a total of 50,286 performance stock units (PSUs) and 15,670 restricted stock units (RSUs), which vested on November 18, 2022.
F3 The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
F4 The RSUs are exercisable at the time of vesting and do not have a set expiration date.
F5 The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.
F7 The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.