Dan L. Batrack - Nov 18, 2022 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
CHAIRMAN AND CEO, Director
Signature
/s/ Preston Hopson, Attorney-in-fact for Dan L. Batrack
Stock symbol
TTEK
Transactions as of
Nov 18, 2022
Transactions value $
-$5,577,124
Form type
4
Date filed
11/22/2022, 07:53 PM
Previous filing
Nov 18, 2022
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Award $0 +50.3K +104.46% $0.00 98.4K Nov 18, 2022 Direct F1
transaction TTEK COMMON STOCK Options Exercise $0 +5.31K +5.39% $0.00 104K Nov 18, 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +4.28K +4.12% $0.00 108K Nov 18, 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +3.28K +3.04% $0.00 111K Nov 18, 2022 Direct
transaction TTEK COMMON STOCK Options Exercise $0 +2.81K +2.52% $0.00 114K Nov 18, 2022 Direct
transaction TTEK COMMON STOCK Tax liability -$5.58M -35.6K -31.21% $156.63 78.5K Nov 18, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -5.31K -100% $0.00* 0 Nov 18, 2022 COMMON STOCK 5.31K $0.00 Direct F3, F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -4.28K -50% $0.00 4.28K Nov 18, 2022 COMMON STOCK 4.28K $0.00 Direct F4, F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -3.28K -33.34% $0.00 6.56K Nov 18, 2022 COMMON STOCK 3.28K $0.00 Direct F4, F6
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -2.81K -25.01% $0.00 8.42K Nov 18, 2022 COMMON STOCK 2.81K $0.00 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.
F2 Represents the combined number of shares withheld to pay the related tax liability on a total of 50,286 performance stock units (PSUs) and 15,670 restricted stock units (RSUs), which vested on November 18, 2022.
F3 The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
F4 The RSUs are exercisable at the time of vesting and do not have a set expiration date.
F5 The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.
F7 The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.