Roger R. Argus - Nov 23, 2021 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
SVP, Government Services Group
Signature
/s/ Preston Hopson, Attorney-in-fact for Roger R. Argus
Stock symbol
TTEK
Transactions as of
Nov 23, 2021
Transactions value $
-$1,675,211
Form type
4
Date filed
11/24/2021, 06:57 PM
Previous filing
Nov 22, 2021
Next filing
Nov 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Award $0 +6.47K +214.53% $0.00 9.48K Nov 23, 2021 Direct F1
transaction TTEK COMMON STOCK Tax liability -$665K -3.49K -36.82% $190.38 5.99K Nov 23, 2021 Direct F2
transaction TTEK COMMON STOCK Sale -$561K -2.98K -49.67% $188.65 3.01K Nov 24, 2021 Direct F3
transaction TTEK COMMON STOCK Sale -$185K -976 -32.38% $189.52 2.04K Nov 24, 2021 Direct F3
transaction TTEK COMMON STOCK Options Exercise $66.9K +1.4K +68.45% $47.95 3.43K Nov 24, 2021 Direct
transaction TTEK COMMON STOCK Sale -$264K -1.4K -40.64% $189.52 2.04K Nov 24, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Award $0 +1.65K $0.00 1.65K Nov 23, 2021 COMMON STOCK 1.65K $0.00 Direct F4
transaction TTEK STOCK OPTION (RIGHT TO BUY) Options Exercise -$66.9K -1.4K -33.33% $47.95 2.79K Nov 24, 2021 COMMON STOCK 1.4K $47.95 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.
F2 Represents the combined number of shares withheld to pay the related tax liability on a total of 6,466 performance stock units (PSUs) which vested on November 23, 2021.
F3 All shares sold at an exact price.
F4 The RSUs become vested as to 25% of the shares on November 18, 2022, and the anniversary of that date going forward until fully vested.
F5 The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.